Pinnacle Investments, LLC Promotes Monica Coles to Chief Compliance Officer

Posted on October 16, 2022

 October 17, 2022

East Syracuse, New York – Pinnacle Investments, a financial services firm headquartered in Syracuse, NY has named Monica Coles as Chief Compliance Officer (CCO).

 Prior to joining Pinnacle Investments as Director of Compliance in February 2022, Monica held roles in operations and compliance, most recently as Head of Supervision with a large independent broker-dealer. In her new role as Chief Compliance Officer, Monica will oversee Pinnacle’s compliance program, including compliance team members, in addition to mentoring the firm’s supervisory personnel, in order to continue meeting the ever more complex regulatory obligations of the financial industry.


 “The team at Pinnacle is excited to tap into Monica’s wide range of knowledge and industry experience to ensure we maintain the trust and integrity we have built with clients since our founding almost 30 years ago,” says Pinnacle Investments CEO, Ben Quilty. “We are confident her talent and expertise is a perfect fit as we continue to execute on our strategy of continued growth.”



About Pinnacle Investments, LLC

Pinnacle Investments was founded in 1996 by two advisors who sought a better solution for their clients they couldn’t achieve at a large wirehouse. Pinnacle’s success is attributable to its ability to provide a personalized approach to investment management and client service while offering the same investment products and protections available at larger financial institutions.  By having experienced advisors running the firm, they avoid culture clashes that spoil the experience of advisors and clients. This philosophy has them on an impressive growth trajectory throughout the U.S. To learn more, visit

 Securities and advisory services offered through Pinnacle Investments, LLC member FINRA/SIPC.


Other Member News

February 28, 2024

Dannible & McKee LLP Recommends Filing Taxes Early and Electronically

Tax season is in full swing and now is the time to file your taxes.

Fast Track to Small Business Start-Up
February 28, 2024

Fast Track to Small Business Start-Up Virtual Webinar

The workshop includes a variety of presenters who are all experts in different facets of small business start-up.

New CNAs graduate from Oswego Health's training program
February 27, 2024

Seven New CNAs Graduate from Oswego Health’s On-the-Job Training Program at The Manor

The Manor at Seneca Hill makes starting a career in healthcare easy with on-the-job training and a paid certification program.  

Cayuga St. Steakhouse Murder Mystery Dinner
February 26, 2024

Cayuga St. Steakhouse Murder Mystery Dinner

Get all the details here.

Attend the CNY Women's Summit at the Oncenter!
February 23, 2024

Attend the CNY Women's Summit at the Oncenter!

See all the details here.

Dr. Lynn-Beth Satterly
February 20, 2024

Liberty Resources Welcomes Dr. Lynn-Beth Satterly to its Primary Care Practice

In this role, Dr. Satterly will provide comprehensive care in collaboration with an integrated health team.

Suzanne Benderski
February 16, 2024

CPS Recruitment Announces Staff Promotion

Benderski has been an integral part of CPS Recruitment since joining the firm in 2011. 

Excellus BCBS logo
February 16, 2024

Forbes Names Excellus BlueCross BlueShield #8 on List of Best Midsize Employers in America

This is the second consecutive year that Excellus BCBS has been named to the list.

Her Time to Play Girls Basketball Program at the Oswego YMCA
February 15, 2024

Her Time to Play Girls Basketball Program at the Oswego YMCA

Her Time to Play pairs on-court training with off-court life skills lessons to build girls’ confidence, prepare them for the challenges of adolescence and teach values like teamwork.